Cleanup Issue EXPT-RATIO

Status
passed, Jan 89 X3J13
Forum
Cleanup
Category
CLARIFICATION
References
CLtL pages 204 and 211

Problem Description

The comment (page 204, 2nd para) that "... an implementation [of expt] might choose to compute (expt x 3/2) as if it had been written (sqrt (expt x 3))" disagrees with the principal value definition on page 211. See the example below for a case where the two disagree. We believe the principal value definitions are consistent and reasonable, therefore the implementation comment is wrong.

Proposal (P.211)

Clarify that (sqrt (expt x 3)) is not equivalent to (expt x 3/2) and that page 211 rules.

Examples

  (defvar x (exp (/ (* 2 pi #c(0 1)) 3)))         ;exp(2.pi.i/3)
  (expt x 3) => 1 (except for round-off error)
  (sqrt (expt x 3)) => 1 (except for round-off error)
  (expt x 3/2) => -1 (except for round-off error)

  There can be no question that 
          (expt x 3) ==> 1
  because expt is single-valued with an integer second argument, and
          (sqrt 1) ==> 1
  definitely follows the principal branch of the square root function.

  But (expt x 3/2) is defined as (exp (* (log x) 3/2)) (page 211).
          (log x) ==> 2.pi.i/3
  according to the definition of the logarithm's branch cuts on page 211
  (which really comes down to the branch cuts of phase - page 210), so
          (* (log x) 3/2) ==> pi.i
  and
          exp(pi.i) is -1.

Rationale

We believe the principal value definitions are consistent and reasonable, therefore the implementation comment is wrong.

Current Practice

Symbolics Genera 7.3 currently returns the wrong answer, following page 204 rather than page 211. Lucid Common Lisp, and Envos Medley implement the proposal.

Cost to Implementors

The obvious code changes in complex expt.

Cost to Users

None.

Cost of Non-Adoption

Self-contradictory language specification.

Benefits

Users can better predict the branch cuts in expt.

Discussion

Mathematical Explanation: When the expt function returns a complex result in CL (Cartesian) form, the phase of the complex number is effectively canonicalized. Information is lost, and that information is necessary to specify upon which branch of the sqrt function the final result should lie.

Another way to put it would be that although sqrt(expt(x,3)) = expt(x,3/2) where expt and sqrt are the mathematical multi-valued functions, it is not true that: pvsqrt(pvexpt(x,3)) = pvexpt(x,3/2) where pvexpt and pvsqrt denote the principal value versions of those functions.

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